Rockstone Compliance Limited

Rockstone Compliance Limited

Financial-Services

Company Tagline

Bespoke Compliance Support

Industry Category
Financial-Services
Company Description

Rockstone Compliance Limited is a leading provider of bespoke compliance support within the financial services industry. Specializing in assisting firms regulated by the Financial Conduct Authority (FCA), Rockstone Compliance Limited delivers tailored solutions to mortgage and insurance brokers, ensuring they navigate the complexities of regulatory obligations effectively. The company’s primary address is in Bath, BA1, GB, with an additional location in Bath, GB.

With a deep understanding of the unique challenges faced by mortgage and insurance brokers, Rockstone Compliance Limited offers a comprehensive suite of services. These services are designed to help firms proactively manage their regulatory responsibilities, from initial authorization and compliance assessments to continuous monitoring and support. Rockstone Compliance Limited is dedicated to empowering its clients to focus on their core business while maintaining the highest standards of compliance.

Driven by a commitment to excellence and integrity, Rockstone Compliance Limited builds long-term partnerships based on trust and mutual success. The company’s proactive approach ensures that clients remain ahead of regulatory changes, enabling them to deliver exceptional service. Rockstone Compliance Limited is dedicated to regulatory compliance excellence. To the manager of Rockstone Compliance Limited, we invite you to create a customized and exclusive company showcase and product listing on our platform.

Key Personnel / Employees

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Compare Rockstone Compliance Limited with 3 companies in Financial-Services

4 Companies
Comparison Field
Rockstone Compliance Limited
Rockstone Compliance Limi...
Main Company
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Founded Year
2017 2020 2011
Company Size
2-10 11-50 51-200
City
Wormley, Broxbourne Frankfurt, Hessen North Sydney, NSW
Country
Germany Australia
Skills & Keywords Comparing with main company
20 Total Skills
Financial Compliance Regulatory Support Mortgage Brokers Insurance Brokers FCA Compliance Compliance Solutions Risk Management Complaint Handling PERG / SYSC Compliance Advice Regulatory Guidance - FCA Handbook Anti Money Laundering MCOB / CONC Financial Promotions Compliance Manual General Data Protection Regulation TCF Risk Security - Data Protection / Data Security FCA Regulatory Reporting KYC
13 Total 13 Unique
Unique Skills:
AML AML training business entity search company information Company search engine Entity Directory +7
11 Total 11 Unique
Unique Skills:
AML Bankenregulatorik Compliance Geldwäschegesetz Geldwäscheprävention GwG konforme Prüfung +5
15 Total 15 Unique
Unique Skills:
Age Verification AML Business Verification Compliance Fraud Prevention Identity Data +9
4
Total Companies
2011
Oldest Founded
2
Countries
54
Unique Skills

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Alternative Company Names

This company is also known as

Rockstone Compliance Limited 磐石合规有限公司 रॉकस्टोन कंप्लायंस लिमिटेड روكستون كومبليانس ليمتد Рокстоун Комплаенс Лимитед