Renaissance Regulatory Services

Renaissance Regulatory Services

Financial-Services

Deerfield Beach, FL
United States
Company Tagline

Compliance Through Reliance

Industry Category
Financial-Services
Company Description

Renaissance Regulatory Services is a leading financial services firm dedicated to providing comprehensive compliance, regulatory, and operational consulting services. Located in Deerfield Beach, Florida, at Primary: 625 SE 10th Street, Building 3, Deerfield Beach, FL 33441, US, Renaissance Regulatory Services supports a diverse clientele, including broker-dealers, investment advisors, private funds, investment companies, and banks. The firm delivers tailored solutions designed to enhance efficiency and reduce risk, ensuring each client's unique needs are met with precision and expertise.

Renaissance Regulatory Services excels in a range of core services, such as SEC, FINRA, and state regulatory examinations, development and review of written supervisory procedures, and internal controls testing. Additionally, Renaissance Regulatory Services offers regulatory reporting and filings, as well as registration services for firms and individuals. With a commitment to expert guidance and practical solutions, Renaissance Regulatory Services is a trusted partner in strengthening compliance programs.

Renaissance Regulatory Services is widely recognized for its prompt, knowledgeable, and reliable support. The firm's dedication to delivering high-quality services makes it an invaluable asset to financial institutions seeking to navigate the complexities of regulatory compliance. We invite the manager of Renaissance Regulatory Services to create a customized and exclusive company showcase and product listing on our platform to further enhance your market presence.

Renaissance Regulatory Services est une société de services financiers de premier plan dédiée à fournir des services complets de conseil en matière de conformité, de réglementation et d'opérations. Située à Deerfield Beach, en Floride, à l'adresse suivante : Primary : 625 SE 10th Street, Building 3, Deerfield Beach, FL 33441, États-Unis, Renaissance Regulatory Services prend en charge une clientèle diversifiée, notamment des courtiers, des conseillers en investissement, des fonds privés, des sociétés d'investissement et des banques. L'entreprise propose des solutions sur mesure conçues pour améliorer l'efficacité et réduire les risques, en veillant à ce que les besoins uniques de chaque client soient satisfaits avec précision et expertise.

Renaissance Regulatory Services excelle dans une gamme de services de base, tels que les examens réglementaires de la SEC, de la FINRA et des États, l'élaboration et l'examen des procédures de supervision écrites et les tests des contrôles internes. En outre, Renaissance Regulatory Services propose des rapports et des dépôts réglementaires, ainsi que des services d'enregistrement pour les entreprises et les particuliers. Grâce à son engagement envers des conseils d'experts et des solutions pratiques, Renaissance Regulatory Services est un partenaire de confiance pour renforcer les programmes de conformité.

Renaissance Regulatory Services est largement reconnue pour son soutien rapide, compétent et fiable. Le dévouement de l'entreprise à fournir des services de haute qualité en fait un atout inestimable pour les institutions financières qui cherchent à naviguer dans les complexités de la conformité réglementaire. Nous invitons le responsable de Renaissance Regulatory Services à créer une vitrine d'entreprise et une liste de produits personnalisées et exclusives sur notre plateforme afin d'améliorer davantage votre présence sur le marché.

Key Personnel / Employees
Sarahy Poncela John Pinto Md Mostafa Asef Rafi CAMS MSF CSCA™ Linda Stump

Compare Companies Side by Side

Compare Renaissance Regulatory Services with 3 companies in Financial-Services

4 Companies
Comparison Field
Renaissance Regulatory Services
Renaissance Regulatory Se...
Main Company
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Founded Year
1998 2013 2000
Company Size
201-500 11-50 11-50
City
Deerfield Beach, FL Lehi, Utah Miami, FL New York, NY
Country
United States United States United States United States
Skills & Keywords Comparing with main company
17 Total Skills
Financial Services Regulatory Compliance Compliance Consulting Risk Management SEC Compliance FINRA Compliance Investment Advisory Business Planning & Registration Services Compliance Program Development FINRA Compliance Support Services SEC Financial Reporting & Bookkeeping Capital Markets State Compliance Examination & Testing Policy & Procedure Development
6 Total 6 Unique
Unique Skills:
Client portals for external sharing & collaboration Document & email management for law firms of all sizes HIPAA Security & Compliance: ISO 27001 Soc 2 Type 2 The Leader in Cloud Enterprise Content Management
22 Total 2 Common 20 Unique
Match 12%
Common Skills:
Financial Services Regulatory Compliance
Unique Skills:
ATS Compliance Blockchain Assets Compliance Broker-Dealers Compliance Compliance Workflow Design Corporate Governance +14
18 Total 18 Unique
Unique Skills:
10c-1 Securities Lending Reporting Best Execution Reporting CAT Customer & Account Information System (CAIS) CFTC Swap Reporting Consolidated Audit Trail (CAT) Data Governance +12
4
Total Companies
1998
Oldest Founded
1
Countries
61
Unique Skills

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Alternative Company Names

This company is also known as

Renaissance Regulatory Services 复兴监管服务 पुनर्जागरण नियामक सेवाएँ خدمات النهضة التنظيمية Ренессанс Регуляторные Услуги