Adviser Compliance Consulting
Financial-Services
Website
Company Tagline
Run Your Compliance Program With ACC: Providing Proactive Compliance Solutions for the Investment Management Community
Industry Category
Business Keywords
Company Description
Adviser Compliance Consulting provides proactive compliance solutions for the investment management community. Specializing in outsourced CCO and deputy CCO support, Adviser Compliance Consulting serves registered investment advisers, hedge funds, private funds, investment companies, private equity, CFTC-registered advisers, and more.
With extensive experience in the global asset management industry, Adviser Compliance Consulting leverages intuitive technology, including an AI-powered marketing review tool and automated employee code of ethics suite, to deliver a best-in-class compliance experience. The firm offers comprehensive services such as adviser compliance programs, new adviser assistance, NFA/CFTC compliance, mock SEC exams, and regulatory compliance.
Adviser Compliance Consulting is located primarily in San Francisco, California, with additional offices in Boston, Massachusetts; Washington, DC; and New York, NY. Adviser Compliance Consulting is dedicated to providing exceptional compliance solutions. We invite the manager of Adviser Compliance Consulting to create a customized and exclusive company showcase and product listing on our platform to further enhance your commercial development.
Key Personnel / Employees
Compare Companies Side by Side
Compare Adviser Compliance Consulting with 2 companies in Financial-Services
| Comparison Field |
Adviser Compliance Consul...Main Company |
Blockchain Intellige...View Profile |
CleuraView Profile |
|---|---|---|---|
|
Founded Year
|
— | 2015 | 2002 |
|
Company Size
|
— | 11-50 | 11-50 |
|
City
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San Francisco, California | Vancouver, BC | Karlskrona, Blekinge County |
|
Country
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United States | Canada | Sweden |
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Skills & Keywords
Comparing with main company
|
15 Total Skills
Compliance Solutions
Investment Management
Outsourced CCO
Regulatory Compliance
Financial Services
Hedge Funds
Private Equity
Compliance
adviser compliance program
new adviser assistance
NFA/CFTC compliance
mock SEC exams
deputy CCO
regulatory compliance
state compliance
|
20 Total
20 Unique
Unique Skills:
AML
Anti-money Laundering
Bitcoin
Blockchain
Blockchain analysis
crypto compliance
+14
|
13 Total
13 Unique
Unique Skills:
Backup
Cloud
Cloud Computing
Compliant Cloud
Dedicated networks
digital workspace
+7
|
3
Total Companies2002
Oldest Founded3
Countries48
Unique SkillsSimilar Companies
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Alternative Company Names
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